AML CDD Operations Officer
Assist
Team Lead-CDD Operations in executing tasks associated with CDD reviews
and completion of Periodic Review at the business level and successful
data-entry into eBBS be updated with Static Data changes at accounts
service level.
Implement controls within the business unit to meet regulatory and internal requirements.
Ensure proper functioning of day-to-day controls, periodic and trigger based CDD reviews activities and timely resolution of AML and other risk issues.
Provide business management with professional advice on all aspects relating to breaches and irregularities that border on money laundering.
Key Roles and Responsibilities
Perform Middle Office activities
Perform CDD reviews of customer accounts in accordance with the laid down procedures.
Perform remediation under ETB clients with new CDD Uplifts standards
Perform PRR under Business clients.
Follow up with branches to ensure all active DRR, DETICA AOC, PRR review and Customer Match Results ‘CMR’ alerts are closed properly and there is no overdue.
Perform Periodic Review ‘PRR’ to check the customer compliance status and rectify issues identified during the review;
Follow up with RMs/Branches if there are deficiencies to complete Review and ensure memos are prepared on time to update accounts for all completed Periodic Review for rectifying deficiencies.
Prepare daily report showing accounts reviewed.
Awareness and knowledge on protecting confidential customer data.
Secure the AML-related documentation in appropriate storage facility in accordance to their retention periods.
Track all escalations of DRR, PRR, AOC, CMR to the RM/branches on a daily basis including ensuring that their resolution actions are followed through within agreed timelines and that breaches are reported for appropriate actions.
Bring to the attention of the Head CDD Operations any review findings that may require escalation to other parties for appropriate action.
Ensure timely closure of all AML CDD EXCEPTION FRAMEWORK issues raised.
File Internal reports with CMLCO per the relevant CDD guidelines and Group AML policy.
Respond to queries and provide training to end user on your area of expertise i.e. DRR, PRR, CMR and Detica AOC.
Provide ad-hoc administrative support to supervisor.
Timely responding to FCC issues
Any other duties assigned by the supervisor.
Ensure Maintenance of a healthy business environment through strict Compliance with Anti-Money Laundering and Compliance Risk Management standards, as defined by the Group and Local regulatory Authorities.
Qualifications and Skills
University degree or equivalent qualification and Banking experience will be an added advantage;
Minimum of a C grade in both English and Mathematics
strong organizational and analytical ability (Including proficiency in MS Office suite applications);
possession of problem solving skills and attention to detail and ability to work independently and manage challenges;
integrity and strong interpersonal skills;
A strong team player capable of interacting with senior business management;
MORE AND APPLY
Implement controls within the business unit to meet regulatory and internal requirements.
Ensure proper functioning of day-to-day controls, periodic and trigger based CDD reviews activities and timely resolution of AML and other risk issues.
Provide business management with professional advice on all aspects relating to breaches and irregularities that border on money laundering.
Key Roles and Responsibilities
Perform Middle Office activities
Perform CDD reviews of customer accounts in accordance with the laid down procedures.
Perform remediation under ETB clients with new CDD Uplifts standards
Perform PRR under Business clients.
Follow up with branches to ensure all active DRR, DETICA AOC, PRR review and Customer Match Results ‘CMR’ alerts are closed properly and there is no overdue.
Perform Periodic Review ‘PRR’ to check the customer compliance status and rectify issues identified during the review;
Follow up with RMs/Branches if there are deficiencies to complete Review and ensure memos are prepared on time to update accounts for all completed Periodic Review for rectifying deficiencies.
Prepare daily report showing accounts reviewed.
Awareness and knowledge on protecting confidential customer data.
Secure the AML-related documentation in appropriate storage facility in accordance to their retention periods.
Track all escalations of DRR, PRR, AOC, CMR to the RM/branches on a daily basis including ensuring that their resolution actions are followed through within agreed timelines and that breaches are reported for appropriate actions.
Bring to the attention of the Head CDD Operations any review findings that may require escalation to other parties for appropriate action.
Ensure timely closure of all AML CDD EXCEPTION FRAMEWORK issues raised.
File Internal reports with CMLCO per the relevant CDD guidelines and Group AML policy.
Respond to queries and provide training to end user on your area of expertise i.e. DRR, PRR, CMR and Detica AOC.
Provide ad-hoc administrative support to supervisor.
Timely responding to FCC issues
Any other duties assigned by the supervisor.
Ensure Maintenance of a healthy business environment through strict Compliance with Anti-Money Laundering and Compliance Risk Management standards, as defined by the Group and Local regulatory Authorities.
Qualifications and Skills
University degree or equivalent qualification and Banking experience will be an added advantage;
Minimum of a C grade in both English and Mathematics
strong organizational and analytical ability (Including proficiency in MS Office suite applications);
possession of problem solving skills and attention to detail and ability to work independently and manage challenges;
integrity and strong interpersonal skills;
A strong team player capable of interacting with senior business management;
MORE AND APPLY
No comments:
Post a Comment